Form 4 for ALRS ALERUS FINANCIAL CORP
Accepted 2025-02-05 00:00:00 ET · period of report 2025-02-03 · accession 0001437749-25-002809 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-05 | 2025-02-03 | ALRS | Keney Missy | Chief Engagement Off | M - OptEx | — | +607 | 7,142 | +9% | — |
| DM | 2025-02-05 | 2025-02-03 | ALRS | Keney Missy | Chief Engagement Off | M - OptEx | $0.00 | -607 | 368 | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-03 | M | A | 361 | — | 7,503 | D | — | — | (F4) On July 3, 2022, the reporting person was granted 903 restricted stock units, including 361 restricted stock units vesting on February 3, 2025, and 542 restricted stock units with performance-based vesting components. (F2) Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. (F3) Includes 3,738 shares held jointly with Ms. Keney's spouse. |
| 2 | Common | Common Stock | 2025-02-03 | M | A | 246 | — | 7,142 | D | — | — | (F1) On February 3, 2022, the reporting person was granted 614 restricted stock units, including 246 restricted stock units vesting on February 3, 2025, and 368 restricted stock units with performance-based vesting components. (F2) Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. (F3) Includes 3,738 shares held jointly with Ms. Keney's spouse. |
| 3 | Derivative | Restricted Stock Units | 2025-02-03 | M | D | 361 | $0.00 | 542 | D | — · — to — | 361 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. (F4) On July 3, 2022, the reporting person was granted 903 restricted stock units, including 361 restricted stock units vesting on February 3, 2025, and 542 restricted stock units with performance-based vesting components. |
| 4 | Derivative | Restricted Stock Units | 2025-02-03 | M | D | 246 | $0.00 | 368 | D | — · — to — | 246 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Alerus Financial Corporation common stock. (F1) On February 3, 2022, the reporting person was granted 614 restricted stock units, including 246 restricted stock units vesting on February 3, 2025, and 368 restricted stock units with performance-based vesting components. |