Form 4 for TPB Turning Point Brands, Inc.
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001437749-25-006342 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-03-05 | 2025-03-03 | TPB | Wigginton Brian | CAO, SVP Fin | F - Tax | $70.34 | -1,845 | 13.7K | -12% | -$129.8K |
| M | 2025-03-05 | 2025-03-03 | TPB | Wigginton Brian | CAO, SVP Fin | A - Grant | $70.34 | +4,685 | 12.2K | +62% | +$329.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | F | D | 764 | $70.34 | 11,482 | D | — | — | (F10) The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,948 RSUs and 5,534 of Common Stock. |
| 2 | Common | Common Stock | 2025-03-03 | A | A | 2,278 | $70.34 | 13,760 | D | — | — | (F11) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,812 shares of common stock. |
| 3 | Common | Common Stock | 2025-03-03 | A | A | 351 | $70.34 | 14,111 | D | — | — | (F12) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,163 shares of common stock. |
| 4 | Common | Common Stock | 2025-03-03 | A | A | 320 | $70.34 | 14,431 | D | — | — | (F13) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,483 shares of common stock. |
| 5 | Common | Common Stock | 2025-03-03 | A | A | 321 | $70.34 | 14,752 | D | — | — | (F14) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,804 shares of common stock. |
| 6 | Common | Common Stock | 2025-03-03 | F | D | 1,081 | $70.34 | 13,671 | D | — | — | (F15) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,723 shares of common stock. |
| 7 | Common | Common Stock | 2025-03-03 | A | A | 1,415 | $70.34 | 12,246 | D | — | — | (F9) The reported transaction involved the reporting person's receipt of a grant of 1,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,454 restricted stock units and 3,792 shares of common stock. |