Form 4 for TPB Turning Point Brands, Inc.
Accepted 2025-03-05 00:00:00 ET · period of report 2025-03-03 · accession 0001437749-25-006364 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-03-05 | 2025-03-03 | TPB | Cushman Brittani | SVP, GC | A - Grant | $70.34 | +15.4K | 38.9K | +66% | +$1.09M |
| M | 2025-03-05 | 2025-03-03 | TPB | Cushman Brittani | SVP, GC | F - Tax | $70.34 | -5,331 | 34.7K | -13% | -$375.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-03 | A | A | 2,051 | $70.34 | 26,628 | D | — | — | (F10) The reported transaction involved the reporting person's receipt of a grant of 2,051 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 13,423 restricted stock units and 13,205 shares of common stock. |
| 2 | Common | Common Stock | 2025-03-03 | F | D | 1,145 | $70.34 | 25,483 | D | — | — | (F11) The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 16,049 shares of common stock. |
| 3 | Common | Common Stock | 2025-03-03 | A | A | 9,110 | $70.34 | 34,593 | D | — | — | (F12) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020 (5,466 shares) and October 2020 (3,644 shares). The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 25,159 shares of common stock. |
| 4 | Common | Common Stock | 2025-03-03 | A | A | 702 | $70.34 | 35,295 | D | — | — | (F13) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 25,861 shares of common stock. |
| 5 | Common | Common Stock | 2025-03-03 | A | A | 1,946 | $70.34 | 37,241 | D | — | — | (F14) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 27,807 shares of common stock. |
| 6 | Common | Common Stock | 2025-03-03 | A | A | 1,632 | $70.34 | 38,873 | D | — | — | (F15) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 29,439 shares of common stock. |
| 7 | Common | Common Stock | 2025-03-03 | F | D | 4,186 | $70.34 | 34,687 | D | — | — | (F16) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 9,434 restricted stock units and 25,253 shares of common stock (which includes a total of 2,532 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof). |