Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2025-03-10 00:00:00 ET · period of report 2025-03-06 · accession 0001437749-25-006867 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-10 | 2025-03-06 | NGVC | Halle Richard | CFO | M - OptEx | $0.00 | +3,736 | 67.8K | +6% | $0 |
| D | 2025-03-10 | 2025-03-06 | NGVC | Halle Richard | CFO | F - Tax | $39.14 | -1,176 | 66.7K | -2% | -$46.0K |
| D | 2025-03-10 | 2025-03-06 | NGVC | Halle Richard | CFO | M - OptEx | $0.00 | -3,736 | 200.0K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-06 | M | A | 3,736 | $0.00 | 67,836 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,736 restricted stock units on March 6, 2025, where each restricted stock unit represented the economic equivalent of one share of NGVC common stock. |
| 2 | Common | Common Stock | 2025-03-06 | F | D | 1,176 | $39.14 | 66,660 | D | — | — | (F2) Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the issuance of the restricted stock unit. |
| 3 | Derivative | Restricted Stock Units | 2025-03-06 | M | D | 3,736 | $0.00 | 200,000 | D | $0.00 · 2025-03-06 to 2025-03-06 | 3,736 Common Stock | (F4) These RSUs will vest in full on November 4, 2029. (F3) Each restricted stock unit represents a contingent right to receive one share of NGVC common stock. |