Form 4 for OVLY Oak Valley Bancorp
Accepted 2025-03-13 00:00:00 ET · period of report 2024-12-31 · accession 0001437749-25-007441 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-03-13 | 2025-02-28 | OVLY | McCarty Richard A. | Pres, COO | F - Tax | — | -855 | 56.7K | -1% | — |
| 2025-03-13 | 2025-02-28 | OVLY | McCarty Richard A. | Pres, COO | A - Grant | — | +5,770 | 57.8K | +11% | — | |
| M | 2025-03-13 | 2024-12-31+ | OVLY | McCarty Richard A. | Pres, COO | I - Discretionary | — | +1,235 | 57.0K | +2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-28 | F | D | 217 | — | 57,156 | D | — | — | (F8) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2025 |
| 2 | Common | Common Stock | 2025-02-28 | F | D | 215 | — | 57,373 | D | — | — | (F7) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2025 |
| 3 | Common | Common Stock | 2025-02-28 | F | D | 174 | — | 57,588 | D | — | — | (F6) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2025 |
| 4 | Common | Common Stock | 2025-02-28 | A | A | 5,770 | — | 57,762 | D | — | — | (F3) Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. (F5) Award of restricted stock to executive employee pursuant to Stock Incentive Plan. (F4) The restricted stock will vest 20% annually on the following dates: 2/28/2026 2/28/2027 2/28/2028 2/28/2029 2/28/2030 |
| 5 | Common | Common Stock | 2024-12-31 | I | A | 1,427 | — | 51,992 | D | — | — | (F1) Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. |
| 6 | Common | Common Stock | 2025-02-28 | F | D | 249 | — | 56,715 | D | — | — | (F10) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2024 vested 2/28/2025 |
| 7 | Common | Common Stock | 2025-02-28 | I | D | 192 | — | 56,964 | D | — | — | (F9) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2023 vested 2/28/2025 |