Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2025-03-17 00:00:00 ET · period of report 2025-03-13 · accession 0001437749-25-008105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-17 | 2025-03-13 | NREF | Richards Paul | See Remarks | M - OptEx | — | +10.0K | 49.1K | +26% | — |
| D | 2025-03-17 | 2025-03-13 | NREF | Richards Paul | See Remarks | F - Tax | $16.33 | -4,534 | 44.5K | -9% | -$74.0K |
| D | 2025-03-17 | 2025-03-13 | NREF | Richards Paul | See Remarks | M - OptEx | $0.00 | -10.0K | 30.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-13 | M | A | 10,000 | — | 49,053 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Common | Common Stock | 2025-03-13 | F | D | 4,534 | $16.33 | 44,519 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2025-03-13 | M | D | 10,000 | $0.00 | 30,000 | D | — · — to — | 10,000 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F2) On March 13, 2024, the reporting person was granted 40,000 restricted stock units. The restricted stock units vested one-fourth on March 13, 2025 and will vest one-fourth on March 13, 2026, one-fourth on March 13, 2027 and one-fourth on March 13, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |