Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2025-03-19 00:00:00 ET · period of report 2025-03-17 · accession 0001437749-25-008479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-03-19 | 2025-03-17 | CATY | Lo Thomas M. | EVP, Chief Admin Off | F - Tax | $43.98 | -764 | 4,729 | -14% | -$33.6K |
| D | 2025-03-19 | 2025-03-17 | CATY | Lo Thomas M. | EVP, Chief Admin Off | M - OptEx | $0.00 | +2,134 | 5,493 | +64% | $0 |
| D | 2025-03-19 | 2025-03-17 | CATY | Lo Thomas M. | EVP, Chief Admin Off | M - OptEx | $0.00 | -2,134 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-17 | F | D | 764 | $43.98 | 4,729 | D | — | — | |
| 2 | Common | Common Stock | 2025-03-17 | M | A | 2,134 | $0.00 | 5,493 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2025-03-17 | M | D | 2,134 | $0.00 | 0 | D | — · — to — | 2,134 Common Stock | (F1) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F2) The reporting person previously reported the award of 2,134 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on March 17, 2025. |