Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2025-03-27 00:00:00 ET · period of report 2025-03-25 · accession 0001437749-25-009650 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-03-27 | 2025-03-27 | HNNA | NILSEN TERESA M | Pres, COO, Sec, Dir | G - Gift | $0.00 | -4,000 | 140.1K | -3% | $0 | |
| MI | 2025-03-27 | 2025-03-25+ | HNNA | NILSEN TERESA M | Pres, COO, Sec, Dir | S - Sale | $10.53 | -8,000 | 18.4K | -30% | -$84.2K |
| I | 2025-03-27 | 2025-03-27 | HNNA | NILSEN TERESA M | Pres, COO, Sec, Dir | G - Gift | $0.00 | +4,000 | 17.4K | +30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-03-27 | G | D | 4,000 | $0.00 | 140,123 | D FBO Children | — | — | |
| 2 | Common | Common Stock | 2025-03-27 | S | D | 4,000 | $10.53 | 13,425 | I FBO Children | — | — | (F1) These shares were held in accounts in the names of two of the reporting person's children, and were sold at the discretion of these children. (F4) The price in Column 4 is a weighted average price. The prices actually ranged from $10.4001 to $10.7000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
| 3 | Common | Common Stock | 2025-03-26 | S | D | 1,000 | $10.47 | 17,425 | I FBO Children | — | — | (F1) These shares were held in accounts in the names of two of the reporting person's children, and were sold at the discretion of these children. (F3) The price in Column 4 is a weighted average price. The prices actually ranged from $10.4500 to $10.6000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
| 4 | Common | Common Stock | 2025-03-25 | S | D | 3,000 | $10.55 | 18,425 | I FBO Children | — | — | (F1) These shares were held in accounts in the names of two of the reporting person's children, and were sold at the discretion of these children. (F2) The price in Column 4 is a weighted average price. The prices actually ranged from $10.4654 to $10.6000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
| 5 | Common | Common Stock | 2025-03-27 | G | A | 4,000 | $0.00 | 17,425 | I | — | — |