Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2025-04-03 00:00:00 ET · period of report 2025-04-01 · accession 0001437749-25-010943 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-04-03 | 2025-04-01 | CATY | Liu Chang | Pres, CEO, Dir | M - OptEx | $0.00 | +48.7K | 102.0K | +91% | $0 |
| DM | 2025-04-03 | 2025-04-01 | CATY | Liu Chang | Pres, CEO, Dir | F - Tax | $42.82 | -22.9K | 104.7K | -18% | -$981.2K |
| DM | 2025-04-03 | 2025-04-01 | CATY | Liu Chang | Pres, CEO, Dir | M - OptEx | $0.00 | -41.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-01 | M | A | 17,508 | $0.00 | 112,930 | D | — | — | (F2) Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. |
| 2 | Common | Common Stock | 2025-04-01 | M | A | 17,028 | $0.00 | 121,679 | D | — | — | (F3) Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. |
| 3 | Common | Common Stock | 2025-04-01 | F | D | 8,036 | $42.82 | 113,643 | D | — | — | |
| 4 | Common | Common Stock | 2025-04-01 | F | D | 6,600 | $42.82 | 95,422 | D | — | — | |
| 5 | Common | Common Stock | 2025-04-01 | M | A | 14,200 | $0.00 | 102,022 | D | — | — | (F1) Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. |
| 6 | Common | Common Stock | 2025-04-01 | F | D | 8,279 | $42.82 | 104,651 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 21,103 | $0.00 | 0 | D | — · — to — | 21,103 Common Stock | (F3) Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria. (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. (F5) Performance-based restricted stock units vested on December 31, 2024. |
| 8 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 10,269 | $0.00 | 0 | D | — · — to — | 10,269 Common Stock | (F1) Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria. (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. (F5) Performance-based restricted stock units vested on December 31, 2024. |
| 9 | Derivative | Restricted Stock Units | 2025-04-01 | M | D | 10,551 | $0.00 | 0 | D | — · — to — | 10,551 Common Stock | (F2) Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022. (F5) Performance-based restricted stock units vested on December 31, 2024. |