Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2025-04-07 00:00:00 ET · period of report 2025-04-03 · accession 0001437749-25-011264 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-07 | 2025-04-04 | NREF | DONDERO JAMES D | Pres, Dir, 10% | M - OptEx | — | +33.3K | 317.8K | +12% | — |
| D | 2025-04-07 | 2025-04-04 | NREF | DONDERO JAMES D | Pres, Dir, 10% | M - OptEx | $0.00 | -33.3K | 66.6K | -33% | $0 |
| D | 2025-04-07 | 2025-04-03 | NREF | DONDERO JAMES D | Pres, Dir, 10% | A - Grant | $0.00 | +147.3K | 147.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-04 | M | A | 33,284 | — | 317,752 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). (F2) Includes shares of common stock acquired under the distribution reinvestment plan of the Issuer. |
| 2 | Derivative | Restricted Stock Units | 2025-04-04 | M | D | 33,284 | $0.00 | 66,567 | D | — · — to — | 33,284 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). (F9) On April 4, 2023, the reporting person was granted 133,135 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and one-fourth on April 4, 2025 and will vest one-fourth on April 4, 2026 and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 3 | Derivative | Restricted Stock Units | 2025-04-03 | A | A | 147,319 | $0.00 | 147,319 | D | — · — to — | 147,319 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (the "Issuer"). (F8) On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vest one-fourth on April 3, 2026, one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |