Form 4 for USCB USCB FINANCIAL HOLDINGS, INC.
Accepted 2025-05-23 00:00:00 ET · period of report 2025-05-21 · accession 0001437749-25-018249 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-23 | 2025-05-21+ | USCB | DE LA AGUILERA LUIS | Pres, CEO, Dir | M - OptEx | $7.50 | +30.0K | 244.0K | +14% | +$225.0K |
| DM | 2025-05-23 | 2025-05-21+ | USCB | DE LA AGUILERA LUIS | Pres, CEO, Dir | S - Sale+OE | $16.74 | -30.0K | 239.0K | -11% | -$502.2K |
| DM | 2025-05-23 | 2025-05-21+ | USCB | DE LA AGUILERA LUIS | Pres, CEO, Dir | M - OptEx | $0.00 | -30.0K | 35.0K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Voting Common Stock | 2025-05-22 | M | A | 25,000 | $7.50 | 263,974 | D | — | — | (F1) Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026. |
| 2 | Common | Class A Voting Common Stock | 2025-05-21 | S | D | 5,000 | $16.94 | 238,974 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $17.00, inclusive. The reporting person undertakes to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). (F1) Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026. |
| 3 | Common | Class A Voting Common Stock | 2025-05-21 | M | A | 5,000 | $7.50 | 243,974 | D | — | — | (F1) Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026. |
| 4 | Common | Class A Voting Common Stock | 2025-05-22 | S | D | 25,000 | $16.70 | 238,974 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.56 to $16.85, inclusive. (F1) Includes a grant of 25,653 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026, 8,090 shares of unvested restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 7,892 shares of unvested restricted stock from a grant of 23,678 shares which commenced vesting at a rate of one-third per year on March 8, 2024, and 125,000 shares of restricted stock one-third of which vested on December 31, 2024 and the remaining two-thirds vest pro rata on December 31, 2025 and 2026. |
| 5 | Derivative | Stock Option (Right to Buy) | 2025-05-22 | M | D | 25,000 | $0.00 | 10,000 | D | $7.50 · 2017-04-01 to 2026-04-01 | 35,000 Common Stock | (F4) The stock options vested at the rate of 25% per year commencing on April 1, 2017. |
| 6 | Derivative | Stock Option (Right to Buy) | 2025-05-21 | M | D | 5,000 | $0.00 | 35,000 | D | $7.50 · 2017-04-01 to 2026-04-01 | 40,000 Common Stock | (F4) The stock options vested at the rate of 25% per year commencing on April 1, 2017. |