Form 4 for RBB RBB Bancorp
Accepted 2025-06-06 00:00:00 ET · period of report 2025-06-05 · accession 0001437749-25-019745 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-06 | 2025-06-05 | RBB | Fan Gary | EVP, Chief Ops Off | S - Sale | $16.73 | -1,451 | 0 | -100% | -$24.3K |
| DM | 2025-06-06 | 2025-05-08 | RBB | Fan Gary | EVP, Chief Ops Off | A - Grant | $0.00 | +10.9K | 4,356 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2025-06-05 | S | D | 1,451 | $16.73 | 0 | D | — | — | |
| 2 | Derivative | Performance Stock Units | 2025-05-08 | A | A | 6,534 | $0.00 | 6,534 | D | $0.00 · — to — | 6,534 Common Stock | (F8) On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. (F7) Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. (F3) There will be no expiration date once restricted stock units vest. |
| 3 | Derivative | Restricted Stock Units | 2025-05-08 | A | A | 4,356 | $0.00 | 4,356 | D | $0.00 · — to — | 4,356 Common Stock | (F8) On May 12, 2025 due to an administrative error, the Reporting Person filed a Form 4 which inadvertently omitted information from the transactional columns in Table II and overstated the amount of RSUs and PSUs granted to the Reporting Person on May 8, 2025. The Form 4 has also been amended to clarify that grants of RSUs and PSUs will be settled in common stock. (F6) These restricted stock units vest in three equal installments beginning one year after 05/08/2025 date of grant. (F3) There will be no expiration date once restricted stock units vest. |