Form 4 for TPB Turning Point Brands, Inc.
Accepted 2025-06-11 00:00:00 ET · period of report 2025-06-09 · accession 0001437749-25-020110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-11 | 2025-06-09+ | TPB | Cushman Brittani | SVP, GC | S - Sale+OE | $75.12 | -15.0K | 34.7K | -30% | -$1.13M |
| DM | 2025-06-11 | 2025-06-09+ | TPB | Cushman Brittani | SVP, GC | M - OptEx | $13.00 | +15.0K | 42.2K | +55% | +$195.0K |
| DM | 2025-06-11 | 2025-06-09+ | TPB | Cushman Brittani | SVP, GC | M - OptEx | $13.00 | -15.0K | 2,500 | -86% | -$195.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-10 | S | D | 7,500 | $74.36 | 34,687 | D | — | — | (F11) The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 2 | Common | Common Stock | 2025-06-10 | M | A | 7,500 | $13.00 | 42,187 | D | — | — | (F10) The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 3 | Common | Common Stock | 2025-06-09 | S | D | 7,500 | $75.89 | 34,687 | D | — | — | (F11) The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 4 | Common | Common Stock | 2025-06-09 | M | A | 7,500 | $13.00 | 42,187 | D | — | — | (F10) The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 5 | Derivative | Options | 2025-06-09 | M | D | 7,500 | $13.00 | 2,500 | D | $13.00 · — to 2027-02-14 | 10,000 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| 6 | Derivative | Options | 2025-06-10 | M | D | 7,500 | $13.00 | 2,500 | D | $13.00 · — to 2027-02-14 | 10,000 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |