Form 4 for TPB Turning Point Brands, Inc.
Accepted 2025-06-13 00:00:00 ET · period of report 2025-06-11 · accession 0001437749-25-020343 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-06-13 | 2025-06-11+ | TPB | Purdy Graham | Pres, CEO, Dir | M - OptEx | — | +51.4K | 248.9K | +26% | — |
| DM | 2025-06-13 | 2025-06-11+ | TPB | Purdy Graham | Pres, CEO, Dir | S - Sale+OE | $74.97 | -51.4K | 227.5K | -18% | -$3.85M |
| DM | 2025-06-13 | 2025-06-11+ | TPB | Purdy Graham | Pres, CEO, Dir | M - OptEx | $29.61 | -51.4K | 0 | -100% | -$1.52M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-11 | M | A | 30,000 | — | 257,466 | D | — | — | (F10) The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II. (F11) The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans. The total reported in Column 5 includes 34,011 restricted stock units and 223,455 shares of common stock. |
| 2 | Common | Common Stock | 2025-06-12 | S | D | 21,400 | $74.89 | 227,466 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.72 to $75.79. |
| 3 | Common | Common Stock | 2025-06-12 | M | A | 21,400 | — | 248,866 | D | — | — | (F13) The reported transaction involved the reporting person's exercise of 21,400 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan, as detailed in Table II. (F14) The reported transaction involved the reporting person's exercise of 21,400 options for stock units granted under Turning Point Brands, Inc,'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 34,011 restricted stock units and 214,855 shares of common stock. |
| 4 | Common | Common Stock | 2025-06-11 | S | D | 30,000 | $75.03 | 227,466 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.76 to $75.82. |
| 5 | Derivative | Options | 2025-06-11 | M | D | 8,900 | $21.21 | 0 | D | $21.21 · — to 2028-03-07 | 8,900 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F9) The reported transaction involved the reporting person's 8,900 options for stock units granted under Turning Point Brand's, Inc.'s 2015 Equity Incentive Plan, which exercise was completed over June 11, 2025 and June 12, 2025. (F3) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
| 6 | Derivative | Options | 2025-06-11 | M | D | 5,500 | $47.58 | 0 | D | $47.58 · — to 2029-03-20 | 5,500 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F4) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. |
| 7 | Derivative | Options | 2025-06-12 | M | D | 11,000 | $14.85 | 0 | D | $14.85 · — to 2030-03-18 | 11,000 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F8) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
| 8 | Derivative | Options | 2025-06-11 | M | D | 9,000 | $51.75 | 0 | D | $51.75 · — to 2031-02-18 | 9,000 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F5) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| 9 | Derivative | Options | 2025-06-12 | M | D | 5,000 | $15.41 | 0 | D | $15.41 · — to 2027-05-17 | 5,000 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| 10 | Derivative | Options | 2025-06-11 | M | D | 12,000 | $30.46 | 0 | D | $30.46 · — to 2032-03-14 | 12,000 Common Stock | (F2) Granted pursuant to the issuer's 2021 Equity Incentive Plan. (F6) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. |