Form 4 for TPB Turning Point Brands, Inc.
Accepted 2025-06-18 00:00:00 ET · period of report 2025-06-16 · accession 0001437749-25-020794 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-06-18 | 2025-06-16 | TPB | Wigginton Brian | CAO, SVP Fin | S - Sale+OE | $75.67 | -10.8K | 10.2K | -51% | -$817.2K |
| D | 2025-06-18 | 2025-06-16 | TPB | Wigginton Brian | CAO, SVP Fin | M - OptEx | — | +10.8K | 21.0K | +106% | — |
| DM | 2025-06-18 | 2025-06-16 | TPB | Wigginton Brian | CAO, SVP Fin | M - OptEx | $32.92 | -10.8K | 0 | -100% | -$355.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-16 | S | D | 10,800 | $75.67 | 10,171 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $75.35. (F12) The total reported in Column 5 includes the reporting person's 5,948 restricted stock units, and 4,223 shares of common stock. |
| 2 | Common | Common Stock | 2025-06-16 | M | A | 10,800 | — | 20,971 | D | — | — | (F9) The reported transaction involved the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II. (F10) The total reported in Column 5 includes the reporting person's exercise of 10,800 options granted under Turning Point Brand's Inc.'s 2015 and 2021 Equity Incentive Plans, 5,948 restricted stock units, and 4,223 shares of common stock. |
| 3 | Derivative | Options | 2025-06-16 | M | D | 750 | $15.41 | 0 | D | $15.41 · — to 2027-05-15 | 750 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F3) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| 4 | Derivative | Options | 2025-06-16 | M | D | 400 | $21.21 | 0 | D | $21.21 · — to 2028-03-07 | 400 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F4) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
| 5 | Derivative | Options | 2025-06-16 | M | D | 400 | $47.58 | 0 | D | $47.58 · — to 2029-03-20 | 400 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F5) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. |
| 6 | Derivative | Options | 2025-06-16 | M | D | 2,500 | $30.46 | 0 | D | $30.46 · — to 2032-03-14 | 2,500 Common Stock | (F2) Granted pursuant to the issuer's 2021 Equity Incentive Plan. (F8) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. |
| 7 | Derivative | Options | 2025-06-16 | M | D | 1,750 | $51.75 | 0 | D | $51.75 · — to 2031-02-18 | 1,750 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| 8 | Derivative | Options | 2025-06-16 | M | D | 2,500 | $45.05 | 0 | D | $45.05 · — to 2031-05-17 | 2,500 Common Stock | (F2) Granted pursuant to the issuer's 2021 Equity Incentive Plan. (F7) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| 9 | Derivative | Options | 2025-06-16 | M | D | 2,500 | $14.85 | 0 | D | $14.85 · — to 2030-03-18 | 2,500 Common Stock | (F1) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F6) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |