Form 4 for ESQ Esquire Financial Holdings, Inc.
Accepted 2025-07-28 00:00:00 ET · period of report 2025-07-25 · accession 0001437749-25-023606 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-07-28 | 2025-07-25 | ESQ | Mitzman Robert | Dir | M - OptEx | $12.50 | +20.0K | 141.9K | +16% | +$250.0K |
| D | 2025-07-28 | 2025-07-25 | ESQ | Mitzman Robert | Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-07-25 | M | A | 20,000 | $12.50 | 141,926 | D | — | — | (F4) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024. (F6) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025. (F5) Includes shares of restricted stock which vest in three equal annual installments commencing on December 3, 2027. |
| 2 | Derivative | Stock Options | 2025-07-25 | M | D | 20,000 | $0.00 | 0 | D | $12.50 · 2017-09-01 to 2026-09-01 | 20,000 Common Stock |