Form 4 for TWIN TWIN DISC INC
Accepted 2025-08-08 00:00:00 ET · period of report 2025-08-06 · accession 0001437749-25-025790 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-08-08 | 2025-08-06 | TWIN | BATTEN JOHN H | Pres, CEO, Dir, 10% | A - Grant | $6.59 | +164.6K | 562.6K | +41% | +$1.09M |
| D | 2025-08-08 | 2025-08-06 | TWIN | BATTEN JOHN H | Pres, CEO, Dir, 10% | F - Tax | $9.02 | -56.5K | 518.3K | -10% | -$510.0K |
| D | 2025-08-08 | 2025-08-06 | TWIN | BATTEN JOHN H | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | +72.4K | 30.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2025-08-06 | A | A | 120,289 | $9.02 | 574,830 | D | — | — | (F1) Vesting of Restricted Stock Units with performance conditions for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan. |
| 2 | Common | COMMON STOCK | 2025-08-06 | F | D | 56,536 | $9.02 | 518,294 | D | — | — | (F2) Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of Restricted Stock Units with performance conditions granted to the Reporting Person pursuant to Rule 16b-3(d). |
| 3 | Common | COMMON STOCK | 2025-08-06 | A | A | 44,321 | $0.00 | 562,615 | D | — | — | (F3) Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Omnibus Incentive Plan. Grant will vest 100% on 8/6/2028. |
| 4 | Derivative | Restricted Stock Units | 2025-08-06 | M | A | 72,376 | $0.00 | 30,474 | D | — · — to — | 120,289 Common Stock | (F9) Restricted Stock Units convert into common stock based on achievement of performance objectives. (F10) On August 3, 2022, reporting person was granted 72,376 Restricted Stock Units with performance conditions, which vested at 166% of target based on the three-year period ending June 30, 2025. |