Form 4 for AQMS Aqua Metals, Inc.
Accepted 2025-08-21 00:00:00 ET · period of report 2025-08-19 · accession 0001437749-25-027542 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-08-21 | 2025-08-19 | AQMS | Cotton Stephen | CEO, Dir | A - Grant | $3.95 | +46.8K | 106.0K | +79% | +$185.0K | |
| 2025-08-21 | 2025-08-20 | AQMS | Cotton Stephen | CEO, Dir | F - Tax | $3.68 | -1,920 | 104.1K | -2% | -$7,066 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-08-19 | A | A | 46,824 | $3.95 | 106,039 | D | — | — | (F1) Represents 46,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in six equal semi-annual installments over a three year period, subject to the Reporting Person's continuation of service with the Company. These RSUs have been granted under the Company's 2025 Long Term Incentive Program as non-cash stock awards. Each RSU shall entitle its holder to receive one Common Stock of the issuer. |
| 2 | Common | Common Stock | 2025-08-20 | F | D | 1,920 | $3.68 | 104,119 | D | — | — | (F3) Includes 76,057 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |