Form 4 for USCB USCB FINANCIAL HOLDINGS, INC.
Accepted 2025-09-09 00:00:00 ET · period of report 2025-09-08 · accession 0001437749-25-028672 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-09 | 2025-09-08 | USCB | GUERRA-KATTOU MARTHA | EVP, Sales, Marketing | M - OptEx | $7.50 | +6,000 | 43.3K | +16% | +$45.0K |
| D | 2025-09-09 | 2025-09-08 | USCB | GUERRA-KATTOU MARTHA | EVP, Sales, Marketing | S - Sale+OE | $16.85 | -6,000 | 37.3K | -14% | -$101.1K |
| D | 2025-09-09 | 2025-09-08 | USCB | GUERRA-KATTOU MARTHA | EVP, Sales, Marketing | M - OptEx | $0.00 | -6,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Voting Common Stock | 2025-09-08 | M | A | 6,000 | $7.50 | 43,339 | D | — | — | (F1) Includes 1,770 shares of restricted stock of a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,644 shares of restricted stock of a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,907 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026. |
| 2 | Common | Class A Voting Common Stock | 2025-09-08 | S | D | 6,000 | $16.85 | 37,339 | D | — | — | (F1) Includes 1,770 shares of restricted stock of a grant of 2,655 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,644 shares of restricted stock of a grant of 4,933 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,907 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026. |
| 3 | Derivative | Options to Purchase Class A Voting Stock | 2025-09-08 | M | D | 6,000 | $0.00 | 0 | D | $7.50 · 2017-01-12 to 2026-01-12 | 6,000 Class A Voting Common Stock | (F2) The options vested at a rate of one-third per year commencing on January 12, 2017. |