Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2025-09-15 00:00:00 ET · period of report 2025-09-11 · accession 0001437749-25-029096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-09-15 | 2025-09-15 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | F - Tax | $0.7 | -1,001 | 341.5K | -0.3% | -$700.70 |
| DI | 2025-09-15 | 2025-09-11 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | A - Grant | — | +467.8K | 467.8K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2025-09-15 | F | D | 1,001 | $0.7 | 341,535 | D | — | — | (F1) Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. |
| 2 | Derivative | Common stock purchase warrant | 2025-09-11 | A | A | 467,781 | — | 467,781 | I Smith Living Trust | $0.73 · 2026-03-11 to 2031-03-11 | 467,781 Common stock | (F2) The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000. |