Form 4 for PLSE PULSE BIOSCIENCES, INC.
Accepted 2025-09-15 00:00:00 ET · period of report 2025-09-11 · accession 0001437749-25-029104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-09-15 | 2025-09-11+ | PLSE | UECKER DARRIN | CTO, Dir | M - OptEx | $4.00 | +75.0K | 147.9K | +103% | +$300.0K |
| DM | 2025-09-15 | 2025-09-11+ | PLSE | UECKER DARRIN | CTO, Dir | S - Sale+OE | $14.96 | -75.0K | 122.9K | -38% | -$1.12M |
| DM | 2025-09-15 | 2025-09-11+ | PLSE | UECKER DARRIN | CTO, Dir | M - OptEx | $0.00 | -75.0K | 131.5K | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-11 | M | A | 25,000 | $4.00 | 147,872 | D | — | — | |
| 2 | Common | Common Stock | 2025-09-11 | S | D | 25,000 | $14.78 | 122,872 | D | — | — | (F2) The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $14.41 to $15.14 per share. For all transactions reported in this Form 4 using a weighted average price, the Reporting Person undertakes upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2025-09-15 | S | D | 25,000 | $15.77 | 122,872 | D | — | — | (F4) The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $15.18 to $17.20 per share. |
| 4 | Common | Common Stock | 2025-09-12 | S | D | 25,000 | $14.32 | 122,872 | D | — | — | (F3) The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $13.80 to $14.76 per share. |
| 5 | Common | Common Stock | 2025-09-15 | M | A | 25,000 | $4.00 | 147,872 | D | — | — | |
| 6 | Common | Common Stock | 2025-09-12 | M | A | 25,000 | $4.00 | 147,872 | D | — | — | |
| 7 | Derivative | Stock Option (right to buy) | 2025-09-11 | M | D | 25,000 | $0.00 | 156,534 | D | $4.00 · 2019-09-08 to 2025-09-20 | 25,000 Common Stock | (F5) Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015. |
| 8 | Derivative | Stock Option (right to buy) | 2025-09-15 | M | D | 25,000 | $0.00 | 106,534 | D | $4.00 · 2019-09-08 to 2025-09-20 | 25,000 Common Stock | (F5) Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015. |
| 9 | Derivative | Stock Option (right to buy) | 2025-09-12 | M | D | 25,000 | $0.00 | 131,534 | D | $4.00 · 2019-09-08 to 2025-09-20 | 25,000 Common Stock | (F5) Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015. |