Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2025-09-19 00:00:00 ET · period of report 2025-09-18 · accession 0001437749-25-029507 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-19 | 2025-09-18 | HNNA | Fahy Kathryn | SVP, CFO | A - Grant | $0.00 | +12.5K | 76.7K | +19% | $0 | |
| 2025-09-19 | 2025-09-18 | HNNA | Fahy Kathryn | SVP, CFO | F - Tax | $11.08 | -4,022 | 72.7K | -5% | -$44.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-18 | A | A | 12,500 | $0.00 | 76,710.93 | D | — | — | (F1) Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026. |
| 2 | Common | Common Stock | 2025-09-18 | F | D | 4,022 | $11.08 | 72,688.93 | D | — | — |