Form 4 for FGBI First Guaranty Bancshares, Inc.

Accepted 2025-10-02 00:00:00 ET · period of report 2025-09-30 · accession 0001437749-25-030390 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
I	2025-10-02	2025-09-30	FGBI	Smith Edgar R. III	Dir	P - Purchase	$8.05	+141.3K	328.3K	+76%	+$1.14M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	COMMON STOCK	2025-09-30	P	A	141,328	$8.05	328,270	I By: Smith & Tate Investments, LLC	—	—	(F2) Includes 110,272 shares of common stock issued to the reporting person pursuant to the terms of the First Amendment to the Promissory Note, dated as of June 4, 2025, by and between First Guaranty Bancshares, Inc. and Smith & Tate Investment, L.L.C. (the "Promissory Note Amendment") and the First Amendment to the First Guaranty Bancshares, Inc. Floating Rate Subordinated Note due March 28, 2034, dated as of June 4, 2025, by and between First Guaranty Bancshares, Inc. and Smith & Tate Investment, L.L.C. (the "Subordinated Note Amendment"). The Promissory Note Amendment and the Subordinated Note Amendment were filed as Exhibit 10.1 and Exhibit 10.2 to the Form 8-K filed by First Guaranty Bancshares, Inc. with the SEC on June 9, 2025. (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.