Form 4 for AXTI AXT INC
Accepted 2025-10-22 00:00:00 ET · period of report 2025-10-20 · accession 0001437749-25-031532 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-10-22 | 2025-10-20 | AXTI | FISCHER GARY L | CFO | M - OptEx | $2.18 | +10.3K | 528.7K | +2% | +$22.4K |
| D | 2025-10-22 | 2025-10-20 | AXTI | FISCHER GARY L | CFO | M - OptEx | $0.00 | -10.3K | 247.8K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-20 | M | A | 10,280 | $2.18 | 528,704 | D | — | — | (F1) Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016. |
| 2 | Derivative | Stock Option (Right to Buy) | 2025-10-20 | M | D | 10,280 | $0.00 | 247,828 | D | $2.18 · 2016-11-02 to 2025-11-02 | 10,280 Common Stock | (F2) Exercise of restricted stock awards which were originally granted on 11/2/2015 and became first exercisable on 11/2/2016. |