Form 4 for TPB Turning Point Brands, Inc.
Accepted 2025-11-21 00:00:00 ET · period of report 2025-11-19 · accession 0001437749-25-036064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-11-21 | 2025-11-19 | TPB | Cushman Brittani | SVP, GC | S - Sale+OE | $101.66 | -15.2K | 34.7K | -31% | -$1.55M |
| DM | 2025-11-21 | 2025-11-19 | TPB | Cushman Brittani | SVP, GC | M - OptEx | $16.03 | +15.2K | 37.7K | +68% | +$244.5K |
| DM | 2025-11-21 | 2025-11-19 | TPB | Cushman Brittani | SVP, GC | M - OptEx | $16.03 | -15.2K | 0 | -100% | -$244.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-11-19 | S | D | 4,000 | $101.66 | 34,687 | D | — | — | (F13) The reported transaction involved the reporting person's disposition of the exercised 4,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 2 | Common | Common Stock | 2025-11-19 | M | A | 2,500 | $13.00 | 37,187 | D | — | — | (F16) The reported transaction involved the reporting person's exercise of 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 3 | Common | Common Stock | 2025-11-19 | S | D | 3,250 | $101.66 | 34,687 | D | — | — | (F15) The reported transaction involved the reporting person's disposition of the exercised 3,250 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 4 | Common | Common Stock | 2025-11-19 | M | A | 3,250 | $15.41 | 37,937 | D | — | — | (F14) The reported transaction involved the reporting person's exercise of 3,250 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 5 | Common | Common Stock | 2025-11-19 | M | A | 4,000 | $21.21 | 38,687 | D | — | — | (F12) The reported transaction involved the reporting person's exercise of 4,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 6 | Common | Common Stock | 2025-11-19 | S | D | 3,000 | $101.66 | 34,687 | D | — | — | (F11) The reported transaction involved the reporting person's disposition of the exercised 3,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 7 | Common | Common Stock | 2025-11-19 | S | D | 2,500 | $101.66 | 34,687 | D | — | — | (F17) The reported transaction involved the reporting person's disposition of the exercised 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 8 | Common | Common Stock | 2025-11-19 | M | A | 2,500 | $13.00 | 37,187 | D | — | — | (F16) The reported transaction involved the reporting person's exercise of 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 9 | Common | Common Stock | 2025-11-19 | M | A | 3,000 | $14.85 | 37,687 | D | — | — | (F10) The reported transaction involved the reporting person's exercise of 3,000 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock. |
| 10 | Common | Common Stock | 2025-11-19 | S | D | 2,500 | $101.66 | 34,687 | D | — | — | (F17) The reported transaction involved the reporting person's disposition of the exercised 2,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. |
| 11 | Derivative | Options | 2025-11-19 | M | D | 3,000 | $14.85 | 3,000 | D | $14.85 · — to 2030-03-18 | 6,000 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F4) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
| 12 | Derivative | Options | 2025-11-19 | M | D | 2,500 | $13.00 | 0 | D | $13.00 · — to 2027-02-14 | 10,000 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| 13 | Derivative | Options | 2025-11-19 | M | D | 4,000 | $21.21 | 500 | D | $21.21 · — to 2028-03-07 | 4,500 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F6) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
| 14 | Derivative | Options | 2025-11-19 | M | D | 3,250 | $15.41 | 0 | D | $15.41 · — to 2027-05-14 | 3,250 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| 15 | Derivative | Options | 2025-11-19 | M | D | 2,500 | $13.00 | 0 | D | $13.00 · — to 2027-02-14 | 10,000 Common Stock | (F2) Granted pursuant to the issuer's 2015 Equity Incentive Plan (F7) The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |