Form 4 for AXTI AXT INC
Accepted 2025-12-08 00:00:00 ET · period of report 2025-12-04 · accession 0001437749-25-037125 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-12-08 | 2025-12-04 | AXTI | YOUNG MORRIS S | CEO | S - Sale+OE | $12.05 | -35.0K | 2.50M | -1% | -$421.8K |
| DM | 2025-12-08 | 2025-12-04 | AXTI | YOUNG MORRIS S | CEO | M - OptEx | $4.33 | +69.2K | 2.49M | +3% | +$300.0K |
| DM | 2025-12-08 | 2025-12-04 | AXTI | YOUNG MORRIS S | CEO | M - OptEx | $0.00 | -69.2K | 552.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-04 | S | D | 35,000 | $12.05 | 2,495,564 | I | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.13,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction. |
| 2 | Common | Common Stock | 2025-12-04 | M | A | 19,193 | $5.21 | 2,530,564 | D | — | — | (F3) Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. |
| 3 | Common | Common Stock | 2025-12-04 | M | A | 17,331 | $5.77 | 2,511,371 | D | — | — | (F2) Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019. |
| 4 | Common | Common Stock | 2025-12-04 | M | A | 32,680 | $3.06 | 2,494,040 | D By Young Family Trust DTD | — | — | (F1) Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020. |
| 5 | Derivative | Stock Option (Right to Buy) | 2025-12-04 | M | D | 32,680 | $0.00 | 589,273 | D | $3.06 · 2020-11-06 to 2029-11-06 | 32,680 Common Stock | (F5) Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020. |
| 6 | Derivative | Stock Option (Right to Buy) | 2025-12-04 | M | D | 17,331 | $0.00 | 571,942 | D | $5.77 · 2019-11-05 to 2028-11-05 | 17,331 Common Stock | (F6) Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019. |
| 7 | Derivative | Stock Option (Right to Buy) | 2025-12-04 | M | D | 19,193 | $0.00 | 552,749 | D | $5.21 · 2017-10-28 to 2026-10-28 | 19,193 Common Stock | (F7) Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. |