Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2025-12-11 00:00:00 ET · period of report 2025-12-09 · accession 0001437749-25-037572 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-12-11 | 2025-12-10+ | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | S - Sale | $0.5903 | -75.3K | 5.52M | -1% | -$44.4K |
| 2025-12-11 | 2025-12-09 | SMSI | SMITH WILLIAM W JR | Pres, CEO, Dir, 10% | A - Grant | $0.00 | +119.0K | 368.4K | +48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2025-12-10 | S | D | 38,697 | $0.6 | 5,554,271 | I Smith Living Trust | — | — | (F2) Shares sold for tax planning purposes in a series of transactions with a price range of $0.6000 to $0.6324, inclusive, with a weighted average price of $0.6028. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common stock | 2025-12-11 | S | D | 36,597 | $0.58 | 5,517,674 | I | — | — | (F3) Shares sold for tax planning purposes in a series of transactions with a price range of $0.5800 to $0.5935, inclusive, with a weighted average price of $0.5813. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common stock | 2025-12-09 | A | A | 119,049 | $0.00 | 368,397 | D Smith Living Trust | — | — | (F1) Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025. |