Form 4 for AQMS Aqua Metals, Inc.
Accepted 2026-01-09 00:00:00 ET · period of report 2026-01-07 · accession 0001437749-26-001025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-01-09 | 2026-01-07 | AQMS | Cotton Stephen | CEO, Dir | D - Sale to Iss | $0.00 | -2,100 | 145.5K | -1% | $0 |
| DM | 2026-01-09 | 2026-01-07 | AQMS | Cotton Stephen | CEO, Dir | D - Sale to Iss | $0.00 | -9,060 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-07 | D | D | 2,100 | $0.00 | 145,459 | D | — | — | (F2) Includes 100,549 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
| 2 | Derivative | Performance Share Units | 2026-01-07 | D | D | 1,510 | $0.00 | 0 | D | $0.00 · 2025-12-31 to 2025-12-31 | 1,510 Common Stock | |
| 3 | Derivative | Performance Share Units | 2026-01-07 | D | D | 4,530 | $0.00 | 0 | D | $0.00 · 2027-12-31 to 2027-12-31 | 4,530 Common Stock | |
| 4 | Derivative | Performance Share Units | 2026-01-07 | D | D | 1,510 | $0.00 | 0 | D | $0.00 · 2027-12-31 to 2027-12-31 | 1,510 Common Stock | |
| 5 | Derivative | Performance Share Units | 2026-01-07 | D | D | 1,510 | $0.00 | 0 | D | $0.00 · 2026-12-31 to 2026-12-31 | 1,510 Common Stock |