Form 4 for LIDR AEye, Inc.

Accepted 2026-02-11 00:00:00 ET · period of report 2026-02-11 · accession 0001437749-26-003802 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2026-02-11	2026-02-11	LIDR	Fisch Matthew	CEO, Dir	A - Grant	$0.00	+834.7K	1.15M	+263%	$0
D	2026-02-11	2026-02-11	LIDR	Fisch Matthew	CEO, Dir	A - Grant	$0.00	+834.7K	834.7K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-02-11	A	A	834,724	$0.00	1,151,703	D	—	—	(F1) Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/12th of the total shares on the 15th day of the second month of each calendar quarter for a period of twelve (12) calendar quarters beginning on February 15, 2026.
2	Derivative	Performance Stock Units	2026-02-11	A	A	834,724	$0.00	834,724	D	— · — to 2030-12-31	834,724 Common Stock	(F2) Each performance stock unit ("PSU") is the economic equivalent of a share of common stock and represents the right to receive one share of common stock at vesting, unless sufficient shares are not available in the Company's 2021 Equity Incentive Plan, in which case the PSUs will be settled in cash based on the 5-day trailing average closing price of the Company's stock. (F3) The PSUs will incrementally vest when the Company's closing price, as reported on NASDAQ, based on a five-day trailing average: (i) meets or exceeds $3.00 per share, as to one-third of the PSUs; (ii) meets or exceeds $4.00 per share, as to one-third of the PSUs; and (iii) meets or exceeds $5.00 per share, as to one-third of the PSUs. To the extent any PSUs have not vested by December 31, 2030, such PSUs shall be forfeited in their entirety.