Form 4 for AXTI AXT INC
Accepted 2026-03-02 00:00:00 ET · period of report 2026-02-26 · accession 0001437749-26-006432 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-02 | 2026-02-26 | AXTI | FISCHER GARY L | CFO | M - OptEx | $5.13 | +247.8K | 685.5K | +57% | +$1.27M |
| DM | 2026-03-02 | 2026-02-26 | AXTI | FISCHER GARY L | CFO | M - OptEx | $0.00 | -247.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-26 | M | A | 65,685 | $5.21 | 503,400 | D | — | — | (F1) Represents the exercise of options which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. All of the shares subject to this option are fully vested. |
| 2 | Common | Common Stock | 2026-02-26 | M | A | 34,203 | $9.50 | 537,603 | D | — | — | (F2) Represents the exercise of options which were originally granted on 10/27/2017 and became first exercisable on 10/27/2018. All of the shares subject to this option are fully vested. |
| 3 | Common | Common Stock | 2026-02-26 | M | A | 55,500 | $5.77 | 593,103 | D | — | — | (F3) Represents the exercise of options which were originally granted on 11/5/2018 and became first exercisable on 11/5/2019. All of the shares subject to this option are fully vested. |
| 4 | Common | Common Stock | 2026-02-26 | M | A | 92,440 | $3.06 | 685,543 | D | — | — | (F4) Represents the exercise of options which were originally granted on 11/6/2019 and became first exercisable on 11/6/2020. All of the shares subject to this option are fully vested. |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-02-26 | M | D | 65,685 | $0.00 | 0 | D | $5.21 · 2017-10-28 to 2026-10-28 | 65,685 Common Stock | (F1) Represents the exercise of options which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017. All of the shares subject to this option are fully vested. |
| 6 | Derivative | Stock Option (Right to Buy) | 2026-02-26 | M | D | 34,203 | $0.00 | 0 | D | $9.50 · 2018-10-27 to 2027-10-27 | 34,203 Common Stock | (F2) Represents the exercise of options which were originally granted on 10/27/2017 and became first exercisable on 10/27/2018. All of the shares subject to this option are fully vested. |
| 7 | Derivative | Stock Option (Right to Buy) | 2026-02-26 | M | D | 92,440 | $0.00 | 0 | D | $3.06 · 2020-11-06 to 2029-11-06 | 92,440 Common Stock | (F4) Represents the exercise of options which were originally granted on 11/6/2019 and became first exercisable on 11/6/2020. All of the shares subject to this option are fully vested. |
| 8 | Derivative | Stock Option (Right to Buy) | 2026-02-26 | M | D | 55,500 | $0.00 | 0 | D | $5.77 · 2019-11-05 to 2028-11-05 | 55,500 Common Stock | (F3) Represents the exercise of options which were originally granted on 11/5/2018 and became first exercisable on 11/5/2019. All of the shares subject to this option are fully vested. |