Form 4 for OVLY Oak Valley Bancorp
Accepted 2026-03-03 00:00:00 ET · period of report 2025-12-31 · accession 0001437749-26-006529 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-03 | 2025-12-31 | OVLY | McCarty Richard A. | Pres, COO | I - Discretionary | — | +1,428 | 58.1K | +3% | — | |
| M | 2026-03-03 | 2026-02-27 | OVLY | McCarty Richard A. | Pres, COO | F - Tax | — | -1,281 | 57.5K | -2% | — |
| 2026-03-03 | 2026-02-27 | OVLY | McCarty Richard A. | Pres, COO | A - Grant | — | +4,070 | 60.9K | +7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-31 | I | A | 1,428 | — | 58,143 | D | — | — | (F1) Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. |
| 2 | Common | Common Stock | 2026-02-27 | F | D | 213 | — | 57,930 | D | — | — | (F3) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/27/2026 |
| 3 | Common | Common Stock | 2026-02-27 | F | D | 215 | — | 57,715 | D | — | — | (F4) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/27/2026 |
| 4 | Common | Common Stock | 2026-02-27 | A | A | 4,070 | — | 60,932 | D | — | — | (F8) Award of restricted stock to executive employee pursuant to Stock Incentive Plan. (F10) The restricted stock will vest 20% annually on the following dates: 2/28/2027 2/28/2028 2/28/2029 2/28/2030 2/28/2031 |
| 5 | Common | Common Stock | 2026-02-27 | F | D | 246 | — | 57,279 | D | — | — | (F6) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2024 vested 2/27/2026 |
| 6 | Common | Common Stock | 2026-02-27 | F | D | 417 | — | 56,862 | D | — | — | (F7) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2025 vested 2/27/2026 |
| 7 | Common | Common Stock | 2026-02-27 | F | D | 190 | — | 57,525 | D | — | — | (F5) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2023 vested 2/27/2026 |