Form 4 for TPB Turning Point Brands, Inc.
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001437749-26-006971 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-04 | 2026-03-02+ | TPB | Flynn Andrew | CFO | A - Grant | $108.00 | +5,051 | 11.4K | +79% | +$545.5K |
| 2026-03-04 | 2026-03-04 | TPB | Flynn Andrew | CFO | S - Sale | $97.57 | -2,000 | 9,443 | -17% | -$195.1K | |
| M | 2026-03-04 | 2026-03-02 | TPB | Flynn Andrew | CFO | F - Tax | $100.99 | -2,086 | 9,846 | -17% | -$210.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | A | A | 1,648 | $108.51 | 10,126 | D | — | — | (F1) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in April 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,902 restricted stock units and 4,224 shares of common stock. |
| 2 | Common | Common Stock | 2026-03-02 | A | A | 682 | $108.51 | 10,808 | D | — | — | (F2) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,902 restricted stock units and 4,906 shares of common stock. |
| 3 | Common | Common Stock | 2026-03-04 | S | D | 2,000 | $97.57 | 9,443 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.37 to $97.85. (F8) The total reported in Column 5 includes 7,499 restricted stock units and 1,944 shares of common stock. |
| 4 | Common | Common Stock | 2026-03-02 | F | D | 1,124 | $100.99 | 8,722 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.53 to $102.67. (F5) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 4,778 restricted stock units and 3,944 shares of common stock. |
| 5 | Common | Common Stock | 2026-03-03 | A | A | 2,721 | $107.57 | 11,443 | D | — | — | (F6) The reported transaction involved the person's receipt of a grant of 2721 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,499 restricted stock units and 3,944 shares of common stock. |
| 6 | Common | Common Stock | 2026-03-02 | F | D | 962 | $100.99 | 9,846 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.53 to $102.67. (F4) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 5,902 restricted stock units and 3,944 shares of common stock. |