Form 4 for TPB Turning Point Brands, Inc.
Accepted 2026-03-05 00:00:00 ET · period of report 2026-03-02 · accession 0001437749-26-006978 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-03-05 | 2026-03-02+ | TPB | Purdy Graham | Pres, CEO, Dir | A - Grant | $108.44 | +64.2K | 286.8K | +29% | +$6.96M |
| M | 2026-03-05 | 2026-03-02 | TPB | Purdy Graham | Pres, CEO, Dir | F - Tax | $99.28 | -34.0K | 261.1K | -12% | -$3.37M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | A | A | 6,787 | $108.51 | 284,227 | D | — | — | (F4) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 251,041 shares of common stock. |
| 2 | Common | Common Stock | 2026-03-03 | A | A | 4,535 | $107.57 | 257,345 | D | — | — | (F9) The reported transaction involved the person's receipt of a grant of 4,535 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 29,431 restricted stock units and 227,914 shares of common stock |
| 3 | Common | Common Stock | 2026-03-02 | F | D | 8,290 | $99.28 | 252,810 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.98 to $102.94. (F8) The reported transaction involves shares withheld for the payment of taxes related to the person's receipt of grants of restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 24,896 restricted stock units and 227,914 shares of common stock. |
| 4 | Common | Common Stock | 2026-03-02 | F | D | 25,686 | $99.28 | 261,100 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.98 to $102.94. (F7) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 227,914 shares of common stock. |
| 5 | Common | Common Stock | 2026-03-02 | A | A | 5,181 | $108.51 | 232,279 | D | — | — | (F1) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in February 2021. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 199,093 shares of common stock. |
| 6 | Common | Common Stock | 2026-03-02 | A | A | 667 | $108.51 | 232,946 | D | — | — | (F2) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 199,760 shares of common stock. |
| 7 | Common | Common Stock | 2026-03-02 | A | A | 44,494 | $108.51 | 277,440 | D | — | — | (F3) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 244,254 shares of common stock. |
| 8 | Common | Common Stock | 2026-03-02 | A | A | 2,559 | $108.51 | 286,786 | D | — | — | (F5) Reports common stock issued upon settlement of performance restricted units granted to the reporting person in March 2025. The compensation committee of the Board of Directors determined that the performance criteria were met on March 2, 2026. The total reported in Column 5 includes 33,186 restricted stock units and 253,600 shares of common stock. |