Form 4 for PFIS PEOPLES FINANCIAL SERVICES CORP.
Accepted 2026-03-13 00:00:00 ET · period of report 2026-03-11 · accession 0001437749-26-008236 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-13 | 2026-03-11 | PFIS | ANDERSON JOHN R III | EVP, COO | M - OptEx | — | +295 | 6,980 | +4% | — |
| D | 2026-03-13 | 2026-03-11 | PFIS | ANDERSON JOHN R III | EVP, COO | F - Tax | $51.80 | -189 | 6,791 | -3% | -$9,790 |
| D | 2026-03-13 | 2026-03-11 | PFIS | ANDERSON JOHN R III | EVP, COO | M - OptEx | $0.00 | -295 | 571 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-11 | M | A | 295 | — | 6,979.75 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-03-11 | F | D | 189 | $51.80 | 6,790.75 | D | — | — | (F2) This amount includes 167 shares of time based restricted common stock solely owned by Mr. Anderson, 6,583.748 shares solely owned by Mr. Anderson, and 40 shares held jointly with his spouse. |
| 3 | Derivative | Restricted Stock Unit | 2026-03-11 | M | D | 295 | $0.00 | 571 | D | — · — to — | 295 Common Stock | (F4) 295 RSUs vested on 3/11/2026 leaving 286 RSUs to vest on 3/11/2027 and 285 RSUs to vest on 3/11/2028. (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. (F3) On 3/28/2025, Mr. Anderson was granted 866 RSUs vesting in three annual installments beginning 3/11/2026. |