Form 4 for PFIS PEOPLES FINANCIAL SERVICES CORP.
Accepted 2026-03-13 00:00:00 ET · period of report 2026-03-11 · accession 0001437749-26-008237 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-13 | 2026-03-11 | PFIS | KOPLIN NEAL D | SR EVP, Chief BANKING Off | M - OptEx | $0.00 | +323 | 10.9K | +3% | $0 |
| D | 2026-03-13 | 2026-03-11 | PFIS | KOPLIN NEAL D | SR EVP, Chief BANKING Off | F - Tax | $51.80 | -233 | 10.7K | -2% | -$12.1K |
| D | 2026-03-13 | 2026-03-11 | PFIS | KOPLIN NEAL D | SR EVP, Chief BANKING Off | M - OptEx | $0.00 | -323 | 627 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-11 | M | A | 323 | $0.00 | 10,944.21 | D | — | — | (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-03-11 | F | D | 233 | $51.80 | 10,711.21 | D | — | — | (F2) This amount includes 183 shares of time based restricted common stock solely owned by Mr. Koplin and 10,528.211 shares solely owned by Mr. Koplin. |
| 3 | Derivative | Restricted Stock Unit | 2026-03-11 | M | D | 323 | $0.00 | 627 | D | — · — to — | 323 Common Stock | (F4) 323 RSUs vested on 3/11/2026 leaving 314 RSUs to vest on 3/11/2027 and 313 RSUs to vest on 3/11/2028. (F1) Restricted stock units (RSUs) convert into common stock on a one-for-one basis. (F3) On 3/28/2025, Mr. Koplin was granted 950 RSUs vesting in three annual installments beginning 3/11/2026. |