Form 4 for NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Accepted 2026-03-20 00:00:00 ET · period of report 2026-03-18 · accession 0001437749-26-009283 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-20 | 2026-03-18 | NXDT | Sauter Dennis Charles Jr | See Remarks | M - OptEx | — | +2,679 | 8,152 | +49% | — |
| D | 2026-03-20 | 2026-03-18 | NXDT | Sauter Dennis Charles Jr | See Remarks | F - Tax | $4.41 | -1,522 | 6,630 | -19% | -$6,712 |
| D | 2026-03-20 | 2026-03-18 | NXDT | Sauter Dennis Charles Jr | See Remarks | M - OptEx | $0.00 | -2,679 | 5,358 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-18 | M | A | 2,679 | — | 8,152 | D | — | — | (F1) Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. (F2) Includes shares received pursuant to elective stock dividends paid on the Company's common shares. |
| 2 | Common | Common Stock | 2026-03-18 | F | D | 1,522 | $4.41 | 6,630 | D | — | — | |
| 3 | Derivative | Restricted Share Units | 2026-03-18 | M | D | 2,679 | $0.00 | 5,358 | D | — · — to — | 2,679 Common Shares | (F1) Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. (F3) On March 18, 2024, the reporting person was granted 2,679 restricted share units. The restricted share units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |