Form 4 for PNBK PATRIOT NATIONAL BANCORP INC
Accepted 2026-03-31 00:00:00 ET · period of report 2026-03-25 · accession 0001437749-26-010737 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-31 | 2026-03-25 | PNBK | Sugarman Steven | Pres, CEO, Dir | M - OptEx | — | +2.09M | 2.09M | New | — |
| D | 2026-03-31 | 2026-03-25 | PNBK | Sugarman Steven | Pres, CEO, Dir | M - OptEx | $0.00 | +4.05M | 1.70M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Voting Common Stock | 2026-03-25 | M | A | 2,089,043 | — | 2,089,043 | D | — | — | (F1) On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered to the reporting person, with 1,960,550 shares withheld to cover the reporting person's tax obligations in connection with the vesting of the RSUs in accordance with the issuer's tax withholding policy and applicable tax withholding requirements. |
| 2 | Derivative | Restricted Stock Units | 2026-03-25 | M | A | 4,049,593 | $0.00 | 1,699,958 | D | — · 2026-03-25 to 2026-03-25 | 4,049,593 Voting Common Stock | (F1) On March 25, 2026, upon the expiration of the restricted period on 4,049,593 restricted stock units ("RSUs") granted to the reporting person on March 20, 2025 (previously disclosed in a Form 4 filed on April 1, 2025), 2,089,043 shares of the issuer's common stock were delivered to the reporting person, with 1,960,550 shares withheld to cover the reporting person's tax obligations in connection with the vesting of the RSUs in accordance with the issuer's tax withholding policy and applicable tax withholding requirements. |