Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2026-04-03 19:12:40 ET · period of report 2026-04-01 · accession 0001437749-26-011303 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-03 19:12 | 2026-04-01 | CATY | Liu Chang | Pres, CEO, Dir | M - OptEx | $0.00 | +49.2K | 139.8K | +54% | $0 |
| DM | 2026-04-03 19:12 | 2026-04-01 | CATY | Liu Chang | Pres, CEO, Dir | F - Tax | $50.69 | -25.0K | 132.7K | -16% | -$1.27M |
| DM | 2026-04-03 19:12 | 2026-04-01 | CATY | Liu Chang | Pres, CEO, Dir | M - OptEx | $0.00 | -48.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-01 | M | A | 15,385 | $0.00 | 123,863 | D | — | — | (F1) Of the previously reported target award of 11,581 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria. |
| 2 | Common | Common Stock | 2026-04-01 | F | D | 7,828 | $50.69 | 116,035 | D | — | — | |
| 3 | Common | Common Stock | 2026-04-01 | M | A | 19,846 | $0.00 | 135,881 | D | — | — | (F2) Of the previously reported target award of 12,124 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. |
| 4 | Common | Common Stock | 2026-04-01 | F | D | 10,098 | $50.69 | 125,783 | D | — | — | |
| 5 | Common | Common Stock | 2026-04-01 | M | A | 13,992 | $0.00 | 139,775 | D | — | — | (F3) Of the previously reported target award of 24,249 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria. |
| 6 | Common | Common Stock | 2026-04-01 | F | D | 7,120 | $50.69 | 132,655 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 11,581 | $0.00 | 0 | D | — · — to — | 11,581 Common Stock | (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023. (F1) Of the previously reported target award of 11,581 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria. (F5) Performance-based restricted stock units vested on December 31, 2025. (F5) Performance-based restricted stock units vested on December 31, 2025. (F1) Of the previously reported target award of 11,581 shares of performance-based restricted stock units, 121.74% of the target award was earned based upon the achievement of certain performance criteria. |
| 8 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 12,124 | $0.00 | 0 | D | — · — to — | 12,124 Common Stock | (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023. (F2) Of the previously reported target award of 12,124 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. (F5) Performance-based restricted stock units vested on December 31, 2025. (F5) Performance-based restricted stock units vested on December 31, 2025. (F2) Of the previously reported target award of 12,124 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. |
| 9 | Derivative | Restricted Stock Units | 2026-04-01 | M | D | 24,249 | $0.00 | 0 | D | — · — to — | 24,249 Common Stock | (F4) Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on July 27, 2023. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on July 31, 2023. (F3) Of the previously reported target award of 24,249 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria. (F5) Performance-based restricted stock units vested on December 31, 2025. (F5) Performance-based restricted stock units vested on December 31, 2025. (F3) Of the previously reported target award of 24,249 shares of performance-based restricted stock units, 52.875% of the target award was earned based upon the achievement of certain performance criteria. |