Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2026-04-06 21:44:25 ET · period of report 2026-04-02 · accession 0001437749-26-011515 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-06 21:44 | 2026-04-03+ | NREF | Mitts Brian | Dir | M - OptEx | — | +12.4K | 98.4K | +14% | — |
| DM | 2026-04-06 21:44 | 2026-04-03+ | NREF | Mitts Brian | Dir | D - Sale to Iss | — | -3,784 | 97.4K | -4% | — |
| D | 2026-04-06 21:44 | 2026-04-04 | NREF | Mitts Brian | Dir | F - Tax | $13.36 | -2,448 | 94.9K | -3% | -$32.7K |
| D | 2026-04-06 21:44 | 2026-04-02 | NREF | Mitts Brian | Dir | A - Grant | $0.00 | +6,154 | 6,154 | New | $0 |
| DM | 2026-04-06 21:44 | 2026-04-03+ | NREF | Mitts Brian | Dir | M - OptEx | $0.00 | -12.4K | 6,838 | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-03 | M | A | 5,518 | — | 94,309 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Common | Common Stock | 2026-04-03 | D | D | 2,759 | — | 91,550 | D | — | — | (F2) Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash. |
| 3 | Common | Common Stock | 2026-04-04 | M | A | 6,837 | — | 98,387 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 4 | Common | Common Stock | 2026-04-04 | D | D | 1,025 | — | 97,362 | D | — | — | (F3) Represents the portion of the previously reported restricted stock unit grant that vested on April 4, 2026 and settled in cash. |
| 5 | Common | Common Stock | 2026-04-04 | F | D | 2,448 | $13.36 | 94,914 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2026-04-02 | A | A | 6,154 | $0.00 | 6,154 | D | — · — to — | 6,154 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F4) On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F4) On April 2, 2026, the reporting person was granted 6,154 restricted stock units. The restricted stock units vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 7 | Derivative | Restricted Stock Units | 2026-04-03 | M | D | 5,518 | $0.00 | 0 | D | — · — to — | 5,518 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F5) On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F5) On April 3, 2025, the reporting person was granted 5,518 restricted stock units. The restricted stock units vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 8 | Derivative | Restricted Stock Units | 2026-04-04 | M | D | 6,837 | $0.00 | 6,838 | D | — · — to — | 6,837 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F6) On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F6) On April 4, 2023, the reporting person was granted 27,349 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |