Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2026-04-06 21:45:46 ET · period of report 2026-04-02 · accession 0001437749-26-011518 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-06 21:45 | 2026-04-03 | NREF | Swain Carol | Dir | M - OptEx | — | +5,518 | 14.3K | +63% | — |
| D | 2026-04-06 21:45 | 2026-04-03 | NREF | Swain Carol | Dir | D - Sale to Iss | — | -2,759 | 11.6K | -19% | — |
| D | 2026-04-06 21:45 | 2026-04-02 | NREF | Swain Carol | Dir | A - Grant | $0.00 | +6,154 | 6,154 | New | $0 |
| D | 2026-04-06 21:45 | 2026-04-03 | NREF | Swain Carol | Dir | M - OptEx | $0.00 | -5,518 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-03 | M | A | 5,518 | — | 14,322 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Common | Common Stock | 2026-04-03 | D | D | 2,759 | — | 11,563 | D | — | — | (F2) Represents the portion of the previously reported restricted stock unit grant that vested on April 3, 2026 and settled in cash. |
| 3 | Derivative | Restricted Stock Units | 2026-04-02 | A | A | 6,154 | $0.00 | 6,154 | D | — · — to — | 6,154 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F3) On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F3) On April 2, 2026, the reporting person was granted 6,154 restricted stock units, which vest on April 2, 2027. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2026-04-03 | M | D | 5,518 | $0.00 | 0 | D | — · — to — | 5,518 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F4) On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F4) On April 3, 2025, the reporting person was granted 5,518 restricted stock units, which vested on April 3, 2026. Settlement will generally occur within 30 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |