Form 4 for NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Accepted 2026-04-07 21:49:11 ET · period of report 2026-04-03 · accession 0001437749-26-011666 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-04-07 21:49 | 2026-04-03+ | NXDT | Sauter Dennis Charles Jr | See Remarks | M - OptEx | — | +12.3K | 13.9K | +730% | — |
| DM | 2026-04-07 21:49 | 2026-04-03+ | NXDT | Sauter Dennis Charles Jr | See Remarks | F - Tax | $4.43 | -6,514 | 12.4K | -34% | -$28.9K |
| DM | 2026-04-07 21:49 | 2026-04-03+ | NXDT | Sauter Dennis Charles Jr | See Remarks | M - OptEx | $0.00 | -12.3K | 2,488 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-03 | M | A | 9,768 | — | 16,398 | D | — | — | (F1) Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. |
| 2 | Common | Common Stock | 2026-04-03 | F | D | 4,952 | $4.43 | 11,446 | D | — | — | |
| 3 | Common | Common Stock | 2026-04-04 | M | A | 2,488 | — | 13,934 | D | — | — | (F1) Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. |
| 4 | Common | Common Stock | 2026-04-04 | F | D | 1,562 | $4.43 | 12,372 | D | — | — | |
| 5 | Derivative | Restricted Share Units | 2026-04-03 | M | D | 9,768 | $0.00 | 29,301 | D | — · — to — | 9,768 Common Shares | (F1) Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. (F2) On April 3, 2025, the reporting person was granted 39,069 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F2) On April 3, 2025, the reporting person was granted 39,069 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 6 | Derivative | Restricted Share Units | 2026-04-04 | M | D | 2,488 | $0.00 | 2,488 | D | — · — to — | 2,488 Common Shares | (F1) Each restricted share unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. (F3) On April 4, 2023, the reporting person was granted 9,950 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. (F3) On April 4, 2023, the reporting person was granted 9,950 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |