Form 4 for PNBK PATRIOT NATIONAL BANCORP INC
Accepted 2026-05-04 15:52:42 ET · period of report 2026-04-30 · accession 0001437749-26-014645 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-05-04 15:52 | 2026-04-30 | PNBK | Salas Carlos P | EVP, CFO, Dir | M - OptEx | $0.00 | +333.3K | 333.3K | New | $0 |
| D | 2026-05-04 15:52 | 2026-04-30 | PNBK | Salas Carlos P | EVP, CFO, Dir | F - Tax | $1.23 | -121.8K | 211.6K | -37% | -$149.8K |
| D | 2026-05-04 15:52 | 2026-04-30 | PNBK | Salas Carlos P | EVP, CFO, Dir | M - OptEx | $0.00 | +333.3K | 666.7K | +100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-30 | M | A | 333,333 | $0.00 | 333,333 | D | — | — | (F1) On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. (F1) On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. |
| 2 | Common | Common Stock | 2026-04-30 | F | D | 121,776 | $1.23 | 211,557 | D | — | — | (F2) Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person. (F2) Represents 121,776 shares of Common Stock withheld by the Issuer upon settlement of the RSUs to satisfy the Reporting Person's applicable tax withholding obligations. The shares were withheld at a price of $1.23 per share, representing the closing price of the Issuer's Common Stock on April 30, 2026. The withheld shares were not delivered to the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2026-04-30 | M | A | 333,333 | $0.00 | 666,667 | D | $0.00 · 2026-04-30 to 2026-04-30 | 333,333 Common Stock | (F1) On April 30, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 1,000,000 shares of Common Stock of the Issuer, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). On April 30, 2026, the first installment of 333,333 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. |