Form 4 for USCB USCB FINANCIAL HOLDINGS, INC.
Accepted 2026-05-07 11:20:11 ET · period of report 2026-05-05 · accession 0001437749-26-015426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-05-07 11:20 | 2026-05-05+ | USCB | DE LA AGUILERA LUIS | Pres, CEO, Dir | M - OptEx | $11.35 | +30.0K | 256.0K | +13% | +$340.4K |
| DM | 2026-05-07 11:20 | 2026-05-05+ | USCB | DE LA AGUILERA LUIS | Pres, CEO, Dir | S - Sale+OE | $18.14 | -30.0K | 242.9K | -11% | -$544.0K |
| DM | 2026-05-07 11:20 | 2026-05-05+ | USCB | DE LA AGUILERA LUIS | Pres, CEO, Dir | M - OptEx | $0.00 | -30.0K | 10.0K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Voting Common Stock | 2026-05-05 | M | A | 16,895 | $11.35 | 259,840 | D | — | — | (F1) Includes the grant of 27,632 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027, 17,102 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024. |
| 2 | Common | Class A Voting Common Stock | 2026-05-05 | S | D | 16,895 | $18.12 | 242,945 | D | — | — | (F2) The price reported in column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.05 to $18.25, inclusive. The reporting person undertakes to provide to USCB, or any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Includes the grant of 27,632 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027, 17,102 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024. |
| 3 | Common | Class A Voting Common Stock | 2026-05-06 | M | A | 13,100 | $11.35 | 256,045 | D | — | — | (F1) Includes the grant of 27,632 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027, 17,102 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024. |
| 4 | Common | Class A Voting Common Stock | 2026-05-06 | S | D | 13,100 | $18.16 | 242,945 | D | — | — | (F3) The price reported in column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $18.06 to $18.40, inclusive. The reporting person undertakes to provide to USCB, or any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) Includes the grant of 27,632 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027, 17,102 shares of restricted stock from a grant of 25,653 shares which commenced vesting at a rate of one-third per year on January 21, 2026, 4,045 shares of restricted stock from a grant of 12,136 shares which commenced vesting at a rate of one-third per year on January 22, 2025, and 41,666 shares of restricted stock from a grant of 125,000 shares which commenced vesting at a rate of one-third per year on December 31, 2024. |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-05-05 | M | D | 16,895 | $0.00 | 23,105 | D | $11.35 · 2020-09-23 to 2029-09-23 | 40,000 Common Stock | (F4) The stock options vested at the rate of one-third per year commencing on September 23, 2020. |
| 6 | Derivative | Stock Option (Right to Buy) | 2026-05-06 | M | D | 13,100 | $0.00 | 10,005 | D | $11.35 · 2020-09-23 to 2029-09-23 | 13,100 Common Stock | (F4) The stock options vested at the rate of one-third per year commencing on September 23, 2020. |