Form 4 for LPTH LIGHTPATH TECHNOLOGIES INC
Accepted 2026-06-04 19:10:41 ET · period of report 2026-06-02 · accession 0001437749-26-019612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2026-06-04 19:10 | 2026-06-02 | LPTH | North Run Strategic Opportunities Fund I, LP | Dir, 10% | C - Cnv Deriv | $2.15 | +3.57M | 6.51M | +122% | +$7.68M |
| DI | 2026-06-04 19:10 | 2026-06-03 | LPTH | North Run Strategic Opportunities Fund I, LP | Dir, 10% | S - Sale | $14.00 | -3.57M | 2.93M | -55% | -$50.00M |
| DI | 2026-06-04 19:10 | 2026-06-02 | LPTH | North Run Strategic Opportunities Fund I, LP | Dir, 10% | C - Cnv Deriv | $0.00 | -7,679 | 6,493 | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-06-02 | C | A | 3,571,400 | $2.15 | 6,506,228 | I See footnote | — | — | (F1) On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. (F2) The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. |
| 2 | Common | Class A Common Stock | 2026-06-03 | S | D | 3,571,400 | $14.00 | 2,934,828 | I See footnote | — | — | (F3) On June 3, 2026, North Run Strategic Opportunities Fund I, LP sold 3,571,400 shares of Class A Common Stock in a registered secondary offering at a price of $14.00 per share. (F2) The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. |
| 3 | Derivative | Series G Convertible Preferred Stock | 2026-06-02 | C | D | 7,678.51 | $0.00 | 6,493.08 | I See footnote | $2.15 · 2025-02-18 to — | 3,571,400 Class A Common Stock | (F1) On June 2, 2026, the reporting persons converted 7,678.51 shares of the Issuer's Series G Convertible Preferred Stock into 3,571,400 shares of Class A Common Stock at a conversion price of $2.15 per share. No cash consideration was paid in connection with the conversion. (F4) The preferred stock is perpetual and therefore has no expiration date. (F2) The reported securities are directly held by North Run Strategic Opportunities Fund I, LP, and may be deemed to be indirectly beneficially owned by North Run Strategic Opportunities Fund I GP, LLC as the general partner of North Run Strategic Opportunities Fund I, LP. The reported securities may also be deemed to be indirectly beneficially owned by Thomas B. Ellis and Todd B. Hammer as members of North Run Strategic Opportunities Fund I GP, LLC. |