Form 4 for HRZN Horizon Technology Finance Corp
Accepted 2026-06-10 11:19:02 ET · period of report 2026-06-09 · accession 0001437749-26-020103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-10 11:19 | 2026-04-14 | HRZN | Balkin Michael | CEO, Dir | A - Grant | — | +93.5K | 103.5K | +935% | — | |
| 2026-06-10 11:19 | 2026-06-09 | HRZN | Balkin Michael | CEO, Dir | P - Purchase | $4.34 | +100.0K | 223.5K | +81% | +$434.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-14 | A | A | 93,527 | — | 103,527 | D | — | — | (F1) Acquired upon the completion of, and pursuant to, the transactions contemplated by the Agreement and Plan of Merger, dated as of August 7, 2025, by and among Horizon Technology Finance Corporation ("HRZN"), a Delaware corporation, Monroe Capital Corporation ("MRCC"), a Maryland corporation, HMMS, Inc., a Maryland corporation, Monroe Capital BDC Advisors, LLC, a Delaware limited liability company, and Horizon Technology Finance Management LLC, a Delaware limited liability company (the "Merger Agreement"). Pursuant to the Merger Agreement, each share of MRCC common stock, par value $0.001 per share, was converted into the right to receive 0.9402 shares of HRZN common stock, par value $0.001 per share. The market price of HRZN common stock at the close of trading on April 13, 2026, the last trading day prior to closing of the merger, was $4.57. |
| 2 | Common | Common Stock | 2026-06-09 | P | A | 100,000 | $4.34 | 223,527 | D | — | — |