Form 4 for AXTI AXT INC
Accepted 2026-06-16 17:41:47 ET · period of report 2026-06-12 · accession 0001437749-26-020833 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-06-16 17:41 | 2026-06-12 | AXTI | YOUNG MORRIS S | CEO, Dir | G - Gift | $0.00 | -1,200 | 2.15M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-12 | G | D | 1,200 | $0.00 | 2,148,333 | I By Young Family Trust DTD | — | — | (F1) The reporting person is subject to a lock-up agreement that expires on June 20, 2026 that was entered into with the representative of the underwriters (the "Representative") in connection with an underwritten public offering of the Issuer's common stock (the "Offering"). This bona fide gift is a permissible exemption under the terms of the lock-up agreement. |