Form 4 for AVPT AvePoint, Inc.
Accepted 2026-06-23 17:05:05 ET · period of report 2026-06-22 · accession 0001437749-26-021460 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-06-23 17:05 | 2026-06-22 | AVPT | Gong Xunkai | Executive COB, Dir | M - OptEx | $9.97 | +949.4K | 1.87M | +103% | +$9.47M |
| DM | 2026-06-23 17:05 | 2026-06-22 | AVPT | Gong Xunkai | Executive COB, Dir | M - OptEx | $0.00 | -949.4K | 4.63M | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-22 | M | A | 205,913 | $9.97 | 1,125,503 | D | — | — | (F1) This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F2) Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. |
| 2 | Common | Common Stock | 2026-06-22 | M | A | 743,529 | $9.97 | 1,869,032 | D | — | — | (F1) This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F2) Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026. |
| 3 | Derivative | Stock Option (Right to Buy) | 2026-06-22 | M | D | 205,913 | $0.00 | 5,369,222 | D | $1.34 · 2020-07-01 to 2026-07-01 | 205,913 Common Stock | (F3) This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. |
| 4 | Derivative | Stock Option (Right to Buy) | 2026-06-22 | M | D | 743,529 | $0.00 | 4,625,693 | D | $1.34 · 2020-07-01 to 2026-07-01 | 743,529 Common Stock | (F3) This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised. |