Form 4 for PNBK PATRIOT NATIONAL BANCORP INC
Accepted 2026-07-02 18:12:11 ET · period of report 2026-07-01 · accession 0001437749-26-022600 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-02 18:12 | 2026-07-01 | PNBK | Roth Jonathan Paul | Dir | M - OptEx | $0.00 | +12.6K | 13.8K | +1,006% | $0 |
| D | 2026-07-02 18:12 | 2026-07-01 | PNBK | Roth Jonathan Paul | Dir | M - OptEx | $0.00 | -12.6K | 25.2K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-01 | M | A | 12,575 | $0.00 | 13,825 | D | — | — | (F1) On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 12,575 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. (F1) On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 12,575 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. |
| 2 | Derivative | Restricted Stock Units | 2026-07-01 | M | D | 12,575 | $0.00 | 25,152 | D | $0.00 · 2026-07-01 to 2026-07-01 | 12,575 Common Stock | (F1) On November 19, 2025, the Reporting Person was granted Restricted Stock Units ("RSUs") equal to 37,727 shares of Common Stock of the Issuer, which will vest over three years (12,575 shares, 12,575 shares, and 12,576 shares respectively as of July 1, 2026, 2027 and 2028). On July 1, 2026, the first installment of 12,575 RSUs vested and settled and the Issuer delivered shares of Common Stock in settlement thereof. No consideration was paid by the Reporting Person in connection with the settlement. |