Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2026-07-29 20:52:15 ET · period of report 2026-07-27 · accession 0001437749-26-024923 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-29 20:52 | 2026-07-27 | CATY | Lo Thomas M. | EVP, Chief Admin Off | M - OptEx | $0.00 | +2,896 | 4,896 | +145% | $0 |
| D | 2026-07-29 20:52 | 2026-07-27 | CATY | Lo Thomas M. | EVP, Chief Admin Off | F - Tax | $62.56 | -934 | 3,962 | -19% | -$58.4K |
| D | 2026-07-29 20:52 | 2026-07-27 | CATY | Lo Thomas M. | EVP, Chief Admin Off | M - OptEx | $0.00 | -2,896 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-27 | M | A | 2,896 | $0.00 | 4,896 | D | — | — | |
| 2 | Common | Common Stock | 2026-07-27 | F | D | 934 | $62.56 | 3,962 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2026-07-27 | M | D | 2,896 | $0.00 | 0 | D | — · — to — | 2,896 Common Stock | (F1) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F2) The reporting person previously reported the award of 2,896 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on July 27, 2026. (F2) The reporting person previously reported the award of 2,896 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on July 27, 2026. |