Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2026-07-29 20:52:52 ET · period of report 2026-07-27 · accession 0001437749-26-024924 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-07-29 20:52 | 2026-07-27 | CATY | Chan May K. | SVP, GC | M - OptEx | $0.00 | +1,448 | 4,158 | +53% | $0 |
| D | 2026-07-29 20:52 | 2026-07-27 | CATY | Chan May K. | SVP, GC | F - Tax | $62.56 | -467 | 3,691 | -11% | -$29.2K |
| D | 2026-07-29 20:52 | 2026-07-27 | CATY | Chan May K. | SVP, GC | M - OptEx | $0.00 | -1,448 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-07-27 | M | A | 1,448 | $0.00 | 4,158 | D | — | — | (F1) Includes 43.602 shares acquired through dividend reinvestment year-to-date |
| 2 | Common | Common Stock | 2026-07-27 | F | D | 467 | $62.56 | 3,691 | D | — | — | (F1) Includes 43.602 shares acquired through dividend reinvestment year-to-date |
| 3 | Derivative | Restricted Stock Units | 2026-07-27 | M | D | 1,448 | $0.00 | 0 | D | — · — to — | 1,448 Common Stock | (F2) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F3) The Reporting Person previously reported the award of 1,448 restricted stock units, on Form 4 filed July 31, 2023. All of the restricted stock units were vested on July 27, 2026. (F3) The Reporting Person previously reported the award of 1,448 restricted stock units, on Form 4 filed July 31, 2023. All of the restricted stock units were vested on July 27, 2026. |